Free Resources for Fund Managers

Q4 2025 - Cryptoasset regulatory framework. Motor finance complaint handling rules. Regulatory initiatives grid. Nationwide and LME fines.
Q2 2025 - FCA initiative on growth, transparency and consumer protection. Streamlined rules and simplified capital for investment firms.
Q1 2025 - Short selling regulations. ML in Capital Markets. Broker Supervision. Listing rules and public offers. Non-Financial Misconduct. Odey case.
Q4 2024 - Market Watch 80. Agenda for Asset Management. Regulatory initiatives grid. Payment optionality for fund managers. Trx reporting. Update to the financial crime guide. Fines for Starling, Volkswagen.
Q3 2024 - Skilled Person reviews. OFR implementation. PEP treatment. Whistleblowing. Prospectus regime change. BNP Paribas Lux fine. Public censure of H2O AM LLP.
Q2 2024 - Market watch 78. Payment optionality for investment research. Publishing enforcement investigations. Link Fund Solutions censure. Citigroup flash crash.
Q1 2024 - MLTF amendments. EEA UCITS get equivalence. Financial promotions reforms. Market watch 77. FCA portfolio letter to AIFMs. HSBC depositor protection fine. Market abuse fine Mohammed Zina